Sarbanes-Oxley Act (SOX)

The Sarbanes-Oxley Act (SOX) is a U.S. federal law that enforces transparency and accountability in financial reporting to prevent corporate fraud. It mandates strict internal controls, executive certifications, and recordkeeping requirements for U.S. public companies and foreign entities doing business in the U.S.

SOX Dashboard

SAI360 helps organizations achieve and sustain SOX compliance through a comprehensive, agile GRC platform. Our Internal Controls and SOX module supports control mapping, automation of testing and documentation, and reporting aligned with SEC and PCAOB expectations.

From executive certifications to audit trail management, SAI360 streamlines the entire compliance lifecycle, reducing effort while increasing confidence in your financial and operational data.

Modules That Power The Solution

Internal Controls

Reinforce risk mitigation with tested, auditable, and accountable controls.

  • Automate testing and evidence collection
  • Link controls to risks and findings
  • Streamline SOX compliance and audit readiness

Internal Audit

Drive assurance and accountability with streamlined internal audits.

  • Plan and scope audits with confidence
  • Centralize documentation and workflows
  • Track findings through to resolution

Policy Management

Centralize and automate your end-to-end policy lifecycle.

  • Streamline creation, approvals, and tracking
  • Link policies to compliance and risk
  • Integrate with training, disclosures, and reporting

Disclosure Management

Surface hidden risks through proactive disclosure management.

  • Embed disclosures within training courses
  • Collect and review all disclosure types
  • Maintain auditable submission history

Regulatory Compliance

Stay ahead of regulations with real-time compliance oversight.

  • Monitor and implement regulatory changes
  • Map requirements to risks and controls
  • Automate workflows and audit tracking

Enterprise & Operational Risk

Identify, assess, and manage risk across your enterprise.

  • Centralize risk data and controls
  • Automate assessments and reporting
  • Track ownership and risk scoring

Let Us Help

SAI360 enables you to make agile decisions using up-to-the-minute dashboards for key metrics to:

  • Meet SOX compliance
  • Get a consolidated view of your internal controls
  • Drive accountability and reduce risk
  • Provide confidence for stakeholders and regulators