Internal Controls & SOX Compliance

Manual processes, scattered evidence, and inconsistent testing slow down audit readiness and increase risk.

SAI360’s Internal Controls module, as part of the SAI360 GRC Platform, automates documentation, testing, and sign-offs—so you’re always ready for audit and SOX compliance, with fewer surprises and stronger assurance.

Internal controls software
Internal Audit Dashboard

Streamline SOX Compliance

Simplify testing, documentation, and certifications to meet SOX requirements without burning resources.

  • Automate 404 and 302 certification processes, including digital sign-offs for SEC filing
  • Track control effectiveness across business units with pre-configured workflows and alerts
  • Align with COSO to build a strong, defensible internal control framework

Automate Control Testing

Save time and reduce human error with smart scoping, automated scheduling, and continuous monitoring.

  • Auto-schedule control assessments with evidence, samples, and issues all in one screen
  • Use continuous controls monitoring to detect exceptions from ERP and external systems
  • Apply smart scoping logic to reduce audit fatigue and test only what’s truly in-scope
Demonstrate SOX Compliance
Internal Control and Risk Management

Gain Real-Time Visibility

Get ahead of audit deadlines with consolidated dashboards and data-rich reporting tools.

  • Monitor certification status, control test results, and risk trends in a single interface
  • Customize dashboards by role to support business users, auditors, and leadership
  • Drill down into gaps and action plans with heat maps, charts, and audit-ready exports
Tired of audit prep consuming your team?
See how SAI360 reduces manual effort and increases control assurance.

Explore The Capabilities

Automate control scoping based on risk and business changes. Reduce testing fatigue by focusing only on what’s relevant.

Schedule control tests using predefined cadences and centralized workflows. Give testers everything they need—evidence, samples, and related issues—in one view.

Use real-time data to automate testing and detect exceptions from ERP or external systems. Template rules are available for SAP, Oracle, and Lawson.

Digitally manage SOX 302 and 404 certifications with built-in signoff workflows. Ensure completeness and accuracy ahead of SEC filing deadlines.

Assign action plans and track resolution through automated workflows with reminders, escalations, and signoffs. Keep remediation moving and audits clean.

Visualize control health, test status, and audit trails in real time. Customize dashboards by role and drill into details for fast action.

Also on the SAI360 GRC Platform

Identify, assess and monitor external and internal risks from across the enterprise.

  • Enable continuous risk strategies
  • Combine strategic and operational risks in one place
  • Enables top-down and bottom-up assessments
  • Supports real-time reporting with dynamic scoring and ownership tracking
Enterprise Risk

Stay ahead of evolving regulations by integrating regulatory change data to maintain compliance.

  • Continuously monitor, assess, and implement regulatory changes with real-time updates
  • Map new regulatory requirements to enterprise risks, policies, and controls for seamless alignment
  • Automate workflows to ensure timely implementation and maintain an audit trail
  • Gain visibility into compliance gaps and track progress with intuitive dashboards and reporting
Regulatory Compliance

Reinforce risk mitigation with tested, auditable, and accountable controls.

  • Automates testing, evidence collection, and review schedules
  • Maps control effectiveness directly to enterprise risks and findings
  • Ensures audit-readiness and SOX compliance with less manual effort
Internal Controls

Train employees with relevant, policy-aligned content that actually sticks.

  • Assign learning by role, location, or risk exposure
  • Embed disclosures within a training course
  • Deliver interactive content tied to your policies and values
  • Monitor training completion and identify gaps with real-time reporting
Ethics & Compliance Training

“With the help of SAI360, we have been able to implement SOX compliance in less than four months and have also successfully implemented the risk management and a control framework.”

-Marleen Lemmens, Robeco​

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